Essential Strategies for Financial Services Compliance (BOK)

Annie Mills

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Sendes vanligvis innen 7-15 dager
Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department's activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.


Språk Engelsk Engelsk Innbinding Innbundet
Utgitt 2008 Forfatter Annie Mills
ISBN 9780470519042
Antall sider 374 Dimensjoner 17,7cm x 25,2cm x 3,2cm
Vekt 834 gram Leverandør Bertram Trading Ltd
Emner og form Banking

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