Financial Services: Investigations and Enforcement (BOK)

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Financial Services: Investigations and Enforcement is a comprehensive and practical point of reference which guides the user through the very complex area of investigations and enforcement. Designed to be used before, during and after an investigation, Financial Services: Investigations and Enforcement contains the practical start-to-finish advice and direction that will guide you through this often complicated and highly stressful process with confidence. This highly practical step-by-step guide will provide the support and guidance that legal advisers will come to rely on when navigating an investigation or disciplinary enquiry. Contents includes: The Structure of the Regulatory Regime; Internal and External Investigations; Disciplinary and Enforcement Action; Pro-Active Regulation; Consumer Protection; Markets. The fourth edition is designed to be used by lawyers in private practice, in house lawyers in financial services providers, compliance professionals in financial services providers and post graduate students. Previous edition ISBN: 9781845922054

Produktfakta

Språk Engelsk Engelsk Innbinding Innbundet
Utgitt 2014 Forfatter
Forlag
Bloomsbury Professional
ISBN 9781780431260
Antall sider 934 Dimensjoner 16,3cm x 25,5cm x 4,9cm
Vekt 1416 gram Leverandør Bertram Trading Ltd